Our Partners
Our Partners
As a small boutique firm, our partners are the backbone that support our office and our clients.
Charles Schwab is our Broker/Dealer, they facilitate account creation and updates, retail trading, back-office support and compliance assistance.
National Financial Services (NFS)
NFS is the custodian for all brokerage and discretionary advisory accounts. They provide billing and trading support as well as sending out statements and tax documents.
RIA Registrar is our 3rd party advisory compliance partner. They help us keep up to date with all of the new regulations and best practices as well as giving guidance in any compliance issues.